Alternative Trading System (ATS) | Practical Law
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Alternative Trading System (ATS) Related Content. Defined in section 1(1) of the Ontario Securities Act as a marketplace that: Is not a recognized quotation and trade reporting system or a recognized exchange. Does not require an issuer to enter into an agreement . An alternative trading system is a non-exchange trading venue that matches buyers and sellers for transactions. Read our definition to learn about its benefits. Alternative Trading System Law and Legal Definition. According to 7 USCS § 1a (1), the term alternative trading system means “an organization, association, or group of persons that (A) is registered as a broker or dealer pursuant to section 15 (b) of the Securities Exchange Act of [15 USCS 78o (b)]; (B) performs the functions commonly.

17 CFR § - Definitions. | CFR | US Law | LII / Legal Information Institute
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Alternative Trading System Law and Legal Definition. According to 7 USCS § 1a (1), the term alternative trading system means “an organization, association, or group of persons that (A) is registered as a broker or dealer pursuant to section 15 (b) of the Securities Exchange Act of [15 USCS 78o (b)]; (B) performs the functions commonly. An ATS is a trading system that meets the definition of “exchange” under federal securities laws but is not required to register as a national securities exchange if the ATS operates under the exemption provided under Exchange Act Rule 3a (a). Alternative trading system (ATS) is a US and Canadian regulatory term for a non-exchange trading venue that matches buyers and sellers to find counterparties for transactions. Alternative trading systems are typically regulated as broker-dealers rather than as exchanges (although an alternative trading system can apply to be regulated as a securities exchange).

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Alternative Trading System Law and Legal Definition. According to 7 USCS § 1a (1), the term alternative trading system means “an organization, association, or group of persons that (A) is registered as a broker or dealer pursuant to section 15 (b) of the Securities Exchange Act of [15 USCS 78o (b)]; (B) performs the functions commonly. 4/18/ · What Is an Alternative Trading System (ATS)? An alternative trading system (ATS) is one that is not regulated as an exchange but is a venue to match the buy and sell orders of its subscribers. (a) Alternative trading system means any organization, association, person, group of persons, or system: (1) That constitutes, maintains, or provides a market place or facilities for bringing together purchasers and sellers of securities or for otherwise performing with respect to securities the functions commonly performed by a stock exchange within the meaning of § .

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What is an alternative trading system (ATS)?

An alternative trading system is a non-exchange trading venue that matches buyers and sellers for transactions. Read our definition to learn about its benefits. An ATS is a trading system that meets the definition of “exchange” under federal securities laws but is not required to register as a national securities exchange if the ATS operates under the exemption provided under Exchange Act Rule 3a (a). Alternative Trading System (ATS) Related Content. Defined in section 1(1) of the Ontario Securities Act as a marketplace that: Is not a recognized quotation and trade reporting system or a recognized exchange. Does not require an issuer to enter into an agreement .

What is Alternative trading system | blogger.com
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An ATS is a trading system that meets the definition of “exchange” under federal securities laws but is not required to register as a national securities exchange if the ATS operates under the exemption provided under Exchange Act Rule 3a (a). (a) Alternative trading system means any organization, association, person, group of persons, or system: (1) That constitutes, maintains, or provides a market place or facilities for bringing together purchasers and sellers of securities or for otherwise performing with respect to securities the functions commonly performed by a stock exchange within the meaning of § . Alternative trading system (ATS) is a US and Canadian regulatory term for a non-exchange trading venue that matches buyers and sellers to find counterparties for transactions. Alternative trading systems are typically regulated as broker-dealers rather than as exchanges (although an alternative trading system can apply to be regulated as a securities exchange).